Thursday, April 25, 2019

Whistleblowing and Justice


Whistleblowing and Justice

We whistleblowers seek justice.  The wrongs we disclose may affect only us, or they may affect many others as well.  When we file our retaliation complaints, we seek a very personal sort of justice.

Preet Bharara, former U.S. Attorney for the Southern District of New York (SDNY), describes a legal system trying to do what is right.  In Doing Justice he says we need diligent, honest investigation of possible crimes.  Accusations of legal violations based on hard evidence and the likelihood of being successful at trial.  Fair and unbiased judgment.  And punishment that is reasonable, provides retribution when appropriate, and promises to protect society in the future.

In a smaller domain, the State of California’s Department of Industrial Relations (DIR) attempts to do justice for those who file whistleblower complaints, like mine in 2014.  The DIR produces the determination letter that we complainants receive.  In it, findings and conclusions are laid out.  Occasionally an employer is punished. 

Those determinations[1] in 2017 included a personal victory for Reda Kolta.  Kolta was Assistant Manager at the Intercontinental Hotel in San Francisco.  He complained about long hours and overtime and threatened to go to the Labor Commissioner’s Office.  Three weeks later the hotel fired him.  It claimed he was rude to a hotel guest and botched a banquet room setup.  The DIR investigated.  It interviewed witnesses and decided that the hotel’s criticisms of Kolta were merely pretexts for firing him because of his wage complaints.  After reviewing the case for four years, it ordered the hotel to pay him $69,446 to replace wages he lost while looking for a new job.  It charged the hotel a $10,000 civil penalty.  Justice was done.

Robert Zolensky II had a different experience.  He worked as a paramedic at different companies in northern California and Nevada.  When interviewing for a flight paramedic position at American Medflight, he said he was a volunteer firefighter and might need to leave on short notice if called.  No problem, they said.  Anyway, California law protects the jobs of employees who are called to emergency firefighting duty.

After about a year on the job, Zolensky told management about some potentially unsafe flight events.  After investigating, the company decided his report was exaggerated and inaccurate.  He complained to DIR about retaliation, and an investigation ensued.  That took three years.  The company said he was disruptive and his behavior was inappropriate.  But his pay wasn’t changed, and he wasn’t fired.  Two weeks after the incident he quit.  No retaliation there.  He didn’t offer evidence to rebut the company, DIR said.  So it dismissed his complaint.  Again, it appears justice was done even if Zolensky got nothing from it.

This is how things go for most who file whistleblower complaints with the DIR.  From 2013 to 2017, DIR decided in favor of the only 21% of the complainants.  And in just 26% of closed cases did accusers receive any benefit at all (via determinations or settlements).

Zolensky, though, went further than most of us.  In March 2016, 21 months after complaining to DIR and 17 months before the DIR letter, he filed a lawsuit against American Medflight.  In it, he described more retaliation, including intentionally inflicted emotional distress, than DIR saw.  He didn’t abandon his job, as DIR accepted.  He had to fulfill his volunteer firefighter duty, and the company wouldn’t let him go until he found a replacement.  That refusal might have violated state law.  The company disagrees, but DIR skipped over the issue.

When we lose our cases we question the process and the people involved.  The attorneys we hire and the bureaucrats who pass judgment are doubted.

Bharara is most confident that justice can be done when he praises his staff in SDNY.  They are smart, dedicated, honest, unassuming, likable, energetic, overworked, and blunt in a no-nonsense way.  The best of them believe in the virtue of work.  They don’t take shortcuts, toot their own horns, or blame others for failures.  They work as hard and run as fast to exonerate the innocent as to convict the guilty.  They go out of their way to get to the truth. 

(On the other hand, whistleblowers are snitches.  Tattling is not attractive.  It’s a betrayal, he says.)

He becomes testy, though, when he discusses their failure to convict any of the bankers responsible for the 2008 financial crash.  There wasn’t the hard evidence they needed to convict anyone, he says.  No politics were involved.  How could there be, with such straight arrow agents in charge?  What unclean motivations could they have? 

We’re asked to take Bharara’s confidence in his staff on faith.  If we do, people who lost homes and jobs in the crash have no gripe to make, or none worth hearing.

Reports of nepotism and retaliation against its own whistleblowers suggest that Bharara’s boy and girl scouts are not running the DIR.  Our trust wanes.  We don’t know if DIR intentionally ignored information in Zolensky’s case.  Or if information from his lawsuit would have changed the result. 

After DIR considered my allegations against HomeFirst Services, it agreed with the company no one retaliated against me.  It didn’t mention emails in which Board members decided to fire me, at first for insubordination, eight hours after I admitted reporting two possible violations.  Or an email the next day relating advice from counsel to come up with a better reason than insubordination.  Within two weeks of my disclosure, the CEO and Board had worked out a plan to fire me.  None of that got into the DIR report.

We don’t know whether DIR omits others’ evidence, too.  We can’t be sure if justice is denied as a result.  It sure seems we cannot count on the DIR, or government in general, to reliably hear what we have to say.  And, unlike a Snowden or Ellsberg, small-time whistleblowers seldom attract media attention for even part of our projects.  We carry on our fight for so long and without an audience[2].  It can be hard.

We can’t put stock in the law to provide the kind of justice we seek.  It will help some –20% to 25% of us, say – but we will always be responsible for our own lives. 


[1] Following my public records request the DIR sent me copies of their letters in 278 cases, including mine.  It reported having made 333 determinations and received 2,022 whistleblower retaliation complaints in 2017.  Of those determinations, 65 favored the complainants.
[2] Cf. Stauffer, Jill.  Ethical Loneliness.  New York: Columbia University Press.  2015.

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