Friday, July 29, 2016

A New Whistleblower Ethic (Part 2)

A New Whistleblower Ethic (Part 2)

The old ethics of whistleblowing, as expressed by de George[1] and others, was formulated in the 1980s as whistleblowing grew to become a phenomenon.  The realities that whistleblowers have experienced over the past three decades call for a new whistleblower ethic.

A new ethic must first relate to all whistleblowers – the big-time players like Snowden, Ellsberg, and others not quite as famous as well as the ordinary employees who report organizational wrongdoing.  It does not limit itself to serious and considerable wrongs, as de George insists, but considers the million or more organizational issues and wrongs reported in the U.S. each year.

Some states, like New York, continue to limit whistleblower protection to those who disclose substantial threats to the public; some, like Louisiana, require that the wrongs disclosed be actual, not suspected, violations of law.  Some organizations, like the Government Accountability Project, focus on violations that interest media and the public on a grand scale[2].  But whistleblower complaints range from the very serious to the far less so.  

HomeFirst’s violation of the food handler card requirement, for example, was not major, but I reported it.  Others have reported a failure to report traffic violations, preferences in job hiring decisions, having to sandbag a supervisor’s house before a storm, and many other wrongs that win little public attention.  I contend that the human impact of these million or more small-time disclosures (plus the many wrongs not disclosed) each year is as significant that of the few high dollar qui tam suits that catch the public eye.

Second, the new ethic accepts that whistleblowers are not always nice or even honorable people.  It is possible that their former employers’ complaints[3] about them are correct in many cases – they can be disgruntled, impolite, disrespectful people who committed wrongs themselves and claim to be whistleblowers only because they hope to be paid off.  They may be misfits of various sorts, and some have mental health issues.  They may make mistakes in their jobs, and they may hope to harm the organization (or someone in the organization).  Much of this may be true, but it cannot distract us from honestly evaluating their allegations.

The public likes its whistleblowers to be saints and heroes[4], but most are ordinary humans who face a difficult decision.  This new ethic places more, not less, pressure on observers of wrongdoing by making the action available to everyone.  We cannot excuse ourselves from decision-making simply because the wrong is small and we are not great.

Another consequence is that every organizational wrong – take the VW emissions fraud, the killing of innocent blacks by police, sex and age discrimination in tech companies, FIFA, or any that you like – is witnessed by numerous insiders who have the opportunity to become whistleblowers in one fashion or another.  That most do not reveal the wrongs neither excuses them nor elevates those who do.

A third element of the new ethic follows from the history of retaliations by organizations: whistleblowers need not play fair and are not limited in their tactics. 

-          Those who disclose wrongs cannot count on being treated fairly by their employers, by enforcement agencies, or by the media.  As a result, they have no obligation to comply with rules of engagement promoted by those who will attack them.

-          Unrestricted by established rules for making their disclosures, whistleblowers may reveal wrongs without warning.  They may preemptively disclose them to enforcement agencies, possibly making them eligible for limited protection against retaliation, or to media, possibly exposing them to punishment by the wrongdoer if discovered.

-          They may gather whatever information they seek to prove their claim, taking care to avoid punishment that could come with discovery by the wrongdoer.

-          They may start their disclosures and end them whenever they choose and for whatever reasons they choose.  It is the whistleblowers who are in charge of their disclosures, and not the wrongdoers or those who claim to be ethicists. 

-          They may choose to conceal a wrong – or to discontinue their disclosure – because they judge the circumstances too dangerous for them and their families, because they are fearful.  If they do not disclose a wrong as they could have done, they will fail themselves, but they can recover on another occasion.  Whistleblowers do not need to be perfect all the time; they do not need to be saints or victims.

A fourth element admits opposition to power as a justification for whistleblowing that is no less valid than high ethics and morality.  When the whistleblower makes her disclosure, she stands up for herself; she states that her existence is as valuable as that of the organization that opposes her.  Whistleblowing is, first of all, an existential act. 

In the view of this ethic, whistleblowing is not primarily a moral act although morality may be used in justification.  It is not the result of a cost-benefit analysis by the whistleblower although the costs may be summed up after the fact and the personal and social benefits may be identified in time.  It is not fundamentally a prosocial act although it may benefit segments of society.  Instead, whistleblowing is the act of an individual against power that is situated in an organization, its managers, and its allies.

Morality should be removed from whistleblowing because corporate life involves transactions, not moral relationships.  One may follow her passion into a profession, but passion for an employer will be reciprocated only as long as she sustains the organization’s profit objectives.  She may be fired for any reason or no reason at all.  The witness to a wrong may choose to ask a superior about it, she may report it to someone outside the organization, or she may sit on it for a while.  The decision is hers to make.

The decision to blow the whistle wells primarily from a frustration at having witnessed too much for too long – in one organization or many, at the hands of one manager or many.  It is like a kettle heated until it blows.  The decision puts into action an emotion that cries out “I’ve had enough.”





[1] First in de George, Richard T.  “Ethical Responsibilities of Engineers in Large Organizations: The Pinto Case.”  Business and Professional Ethics 1.1 (1981): 1-14 and later in De George, Richard T.  Business Ethics.  6th edition.  Upper Saddle River, NJ: Pearson Education.  2006
[2] Hertsgaard, Mark.  Bravehearts: Whistle-Blowing in the Age of Snowden.  New York: Hot Books. 2016
[3] A selection of recent employer complaints about whistleblowers is found here.
[4] Heumann, Milton, Al Friedes, David Redlawsk, Lance Cassak, and Aniket Kesari.  “Public Perceptions of Whistleblowing.” Public integrity 18 (2015): 6-24

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