Tuesday, May 30, 2017

On Not Giving Up

On Not Giving Up

Occasionally whistleblowers speak of feeling vindicated at the end of their ordeals[1].  Their years-long battles testify to whistleblowers’ hope for vindication and their reluctance to give up.  Even where vindication is lacking, there is ample evidence of their determination.

On March 28, 2014, Evan Howington, an oil services contractor employee, boarded an oil rig 100 miles south of New Orleans in the Gulf of Mexico.  He happened to see fluid leaking from the rig into the Gulf water and informed the rig supervisor, who told him not to worry because it was just hydraulic fluid.  A few days later he witnessed three supervisors of the companies that operated the rig intentionally discharge hydraulic fluid and then laugh about doing so.  He not only witnessed the men, he recorded them on his phone.

Fearful that he could be charged with complicity if the company failed to report the discharge, he took his evidence to the Environmental Protection Agency and later spoke with staff at other federal agencies.  An investigation ensued, and a year and a half later Walter Oil & Gas agreed to pay a $400,000 fine for failing to report the discharge.  But this was not enough for Howington.

In May 2017, Howington sued the United States of America for the negligence of the Department of Justice attorney who was in charge of the case against Walters and who negotiated the settlement, which Howington considered an inadequate penalty for its intentional misdeed.  He figured that, according to federal regulations, the fine should be closer to $18 million.

Sometimes suing the federal government pays off although that can take a while.  Robert MacLean was an air marshal when he spoke out against what he believed were unsafe measures taken by the Department of Homeland Security.  He was fired in 2006.  Suits, judgments, and appeals took him to the U.S. Supreme Court, which ruled in his favor in January 2015.  A year later he was back at work, complaining again of retaliations.

Suits against private and non-federal government employers can also drag on through years of appeals by both sides.  North Carolina state trooper Reginald Newberne was fired in 2001 after he spoke out against the misconduct of a fellow trooper, and it wasn’t until 2016 that a jury finally decided in his favor.  Steven Babyak, who disclosed illegal kickbacks paid to doctors by his employer, won only after 8½ years of legal fighting.  Paul Bishop and Robert Kraus had to battle against Wells Fargo and two acquired banks for 10 years before the U.S. Supreme Court decided that their False Claims Act suit could move forward, a suit that may have years more to play out.

Then there are others who engage in extended disputes only to quit in defeat.  Robert Purcell struggled for 18 years before having to give up when the U.S. Supreme Court refused to hear his appeal.  Laura King was fired in 2009 by the St. Tammany Parish (Louisiana) Coroner after she refused to buy him a laptop with grant funds; she finally quit her self-funded appeals in 2016.

Sometimes, even if the whistleblower appears to win, it is not enough.  Howington is one example.  Another is Eric Ben-Artzi, who refused his $8.25 million reward for information against Deutsche Bank’s illegal activities because he thought the wrong people were paying the fine.  Whether the result of his disclosure is successful is, I suppose, a personal judgment that every whistleblower makes – from big-time players like Snowden to the many of us small-time whistleblowers.

When I complained about HomeFirst’s violations of licensing regulations and food handler card requirements, I was vindicated by authorities who judged that the company had operated improperly.  The company was permitted to modify its procedures without penalty, and my complaints led to my termination.  Some my other complaints – the master lease violation, the HUD overbilling, and the County overbilling – I continue to play with even though it is pretty clear after three and more years that no one but me cares.

Throughout our lives we face decisions whether to call out perceived misdeeds.  We sense how far we can push before bad things will happen to us, then we decide what to do.  Usually we stop before we pass the point where the likely blowback is dangerous.  Once we become whistleblowers, though, we are on an unfamiliar path where it is harder to tell when we should stop.  Dropping our unsuccessful complaints negates the value of what we have put into our projects.  Stopping means giving up the pretense of our heroic valor and accepting that we may have had it wrong.  It means getting on with life as lived by others.

An attorney might prod us to continue if he sees the prospect of sufficient contingency fees or thinks we still have funds for the contest.  On our own, as I am now, the thing may eventually yield its disappointing result or starve to death in our arms. Without apology[2], we press on, to ultimate success or failure.




[2] Cf. Alessandri, Mariana.  “In Praise of Lost Causes.” New York Times.  May 29, 2017.

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